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ISO 37301 - Certified Lead Auditor

Course Description:

A CMS provides organizations a structured approach to meet all compliance obligations, i.e., requirements that they mandatorily have to comply with such as laws, regulations, court rulings, permits, licenses, as well as those that they voluntarily choose to comply with such as internal policies and procedures, codes of conduct, standards, and agreements with communities or NGOs. ISO 37301 can be applied to all organizations, regardless of their size, nature, or complexity of activity. CMS is based upon the principles of integrity, good governance, proportionality, transparency, accountability, and sustainability. ISO 37301 is a Type A management system standard which sets out the requirements and provides guidelines for establishing, developing, implementing, evaluating, maintaining, and continually improving a compliance management system (CMS).

$ 500.00 $ 379.00
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Certification Overview

A CMS provides organizations a structured approach to meet all compliance obligations, i.e., requirements that they mandatorily have to comply with such as laws, regulations, court rulings, permits, licenses, as well as those that they voluntarily choose to comply with such as internal policies and procedures, codes of conduct, standards, and agreements with communities or NGOs. ISO 37301 can be applied to all organizations, regardless of their size, nature, or complexity of activity. CMS is based upon the principles of integrity, good governance, proportionality, transparency, accountability, and sustainability. ISO 37301 is a Type A management system standard which sets out the requirements and provides guidelines for establishing, developing, implementing, evaluating, maintaining, and continually improving a compliance management system (CMS).

E-Course Duration: 45 to 50 hours

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Exam Information

  • The exam comprises of 50 Multiple Choice Questions out of which the candidate needs to score 70% (35 out of 50 correct) to pass the exam.

  • Exams are online and proctored based, using a webcam and a reliable internet connection exams can be taken anywhere and anytime.

  • The total duration of the exam is 1 hour (60 Minutes).

No external sources of information may be accessed during the exam held via ProctorU. Further details of the materials permitted are provided:

  • Identification Proof.

  • If a Candidate does not pass the exam in the second (2nd) attempt, the candidate must wait for a period of at least fourteen (14) calendar days from the date of their attempt to retake the exam for third (3rd) time or any subsequent time.
  • The exam can be taken any number of times.

The ISO 37301 - Certified Lead Auditor Certificate is valid for life.

Displaying your certificate

  • Remember, when labeling a product or system as certified to an ISO standard:
  • Don't say: "ISO certified" or "ISO certification"
  • DO say: "ISO 9001:2008 certified" or "ISO 9001:2008 certification" (for example).

  • N/A

  • N/A

  • Candidates must have basic knowledge of CMS or have taken (TCM2) “ISO 37301:2021 Compliance management systems – Effective Application” before.
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Course Outline

Module Information - 1

    • Module 1 - Foundation
    • Module 2 - Compliance Management System
    • Module 3 - PDCA Cycle
    • Module 4 - Requirements
    • Module 5 - Risk Assessments

Module Information - 2

    • Module 6 - Compliance Obligations
    • Module 7 - Leadership and Commitment
    • Module 8 - Compliance Culture and Governance
    • Module 9 - Compliance Functions
    • Module 10 - Design

Module Information - 3

    • Module 11 - Resource Allocation
    • Module 12 - Monitoring and Management Review
    • Module 13 - Continual Improvement
    • Module 14 - Root Cause Analysis
    • Module 15 - Changes

Target Audience

  • Candidates who are seeking a career in the industrial, commercial and service sectors as well as social institutions, public and municipal sectors or railroad companies.
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