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ISO/IEC 42001 - Certified Lead Auditor


Course Description:

ISO/IEC 42001 - Certified Lead Auditor is a professional certification that validates an individual's expertise in auditing Artificial Intelligence Management Systems (AIMS) based on ISO/IEC 42001 standards. This certification equips professionals with the skills to plan, conduct, and manage AI system audits, ensuring compliance with AI governance, risk management, and ethical AI principles. It is ideal for auditors, AI compliance officers, and professionals responsible for AI regulatory adherence.


$ 999.00 $ 699.00

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Certification Overview

The ISO/IEC 42001 - Certified Lead Auditor certification validates expertise in auditing Artificial Intelligence Management Systems (AIMS) based on the ISO/IEC 42001 standard. This certification equips professionals with the skills to plan, conduct, and manage AI system audits, ensuring compliance with AI governance, risk management, and ethical AI principles. It is ideal for auditors, AI compliance officers, and professionals responsible for AI regulatory adherence.

E-Course Duration: 45 to 50 hours

Exam Information

The exam comprises of 40 Multiple Choice Questions out of which the candidate needs to score 70% (27 out of 40 correct) to pass the exam.

Exams are online and proctored based, using a webcam and a reliable internet connection exams can be taken anywhere and anytime.

The total duration of the exam is 1 hour (60 Minutes).

  • No external sources of information may be accessed during the exam held via ProctorU. Further details of the materials permitted are provided:
  • Identification Proof.

  • If a Candidate does not pass the exam in the second (2nd) attempt, the candidate must wait for a period of at least fourteen (14) calendar days from the date of their attempt to retake the exam for third (3rd) time or any subsequent time.
  • The exam can be taken any number of times.

ISO/IEC 42001 - Certified Lead Auditor  Certificate is valid for life.

Displaying your certificate

  • Remember, when labelling a product or system as certified to an ISO standard:
  • Don't say: "ISO certified" or "ISO certification"
  • DO say: "ISO 9001:2008 certified" or "ISO 9001:2008 certification" (for example).

N/A

N/A

  • ISO/IEC 42001 - Certified Lead Auditor  Level Certification has no pre-requisites.

Course Outline

Module 1: Introduction to ISO/IEC 42001 & AI Management Systems (AIMS)

    • Overview of ISO/IEC 42001 and its importance
    • Key AI governance principles and ethical considerations
    • Structure and requirements of an AI Management System (AIMS)
    • Role of auditors in AI compliance

Module 2: Audit Principles, Preparation, and Initiation

    • Fundamentals of auditing and ISO 19011 guidelines
    • Types of audits (first-party, second-party, third-party)
    • Understanding AI-related risks and regulatory requirements
    • Audit planning, scope, and criteria

Module 3: Conducting the Audit

    • Performing on-site and remote audits
    • Audit evidence collection and interview techniques
    • Identifying nonconformities and AI system risks
    • Evaluating AI governance, security, and data privacy controls

Module 4: Reporting and Follow-Up

    • Preparing audit reports and communicating findings
    • Corrective action and continuous improvement in AIMS
    • Handling major and minor nonconformities
    • Closing the audit and follow-up procedures

Module 5: Certification Exam Preparation & Mock Audits

    • Exam structure, sample questions, and case studies
    • Conducting a mock audit and role-playing exercises
    • Review of key audit techniques and reporting methods
    • Tips for successfully passing the ISO/IEC 42001 Lead Auditor exam

Target Audience

Designed for people who wish to conduct external audits on behalf of assessment bodies for ISO/IEC 42001 - Certified Lead Auditor certification, but also suitable for those who need to conduct thorough internal audits on behalf of their own organization. It is recommended that delegates have a working knowledge of the requirements of the applicable standard to which the course is being delivered

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